A new type of electrical air breakdown, called runaway breakdown or runaway discharge, was discussed recently by Gurevich et al. [1992] and applied to the preliminary breakdown phase of a lightning discharge. This phase occurs in the cloud vicinity and marks the initiation of the discharge [Uman, 1987]. The important property of the runaway breakdown is that it requires a threshold field by an order of magnitude smaller than the conventional breakdown discharge under the same pressure conditions. However, its initiation depends on the presence of seed electrons with energy in excess of tens keV in the high electric field region. Such energetic electrons are often present in the atmosphere as secondaries generated by cosmic rays [Daniel and Stephens, 1974].
The possibility for influence of cosmic ray secondaries on the lightning discharges was first discussed in a speculative manner by Wilson [1924]. Recently McCarthy and Parks [1992] attributed X-rays observed by aircrafts in association with the effect of thundercloud electric field on runaway electrons. Gurevich et al. [1992] presented the first consistent analytic and numerical model of the runaway discharge and later on Roussel-Dupre et al. [1994] presented its detailed quantitative application to the X-ray observations.
The physics of the runaway discharge is based on the concept of electron runaway acceleration in the presence of a laminar electric field [Dreicer, 1960; Gurevich, 1960; Lebedev, 1965]. The runaway phenomenon is a consequence of the long range, small angle scattering among charged particles undergoing Coulomb interactions. The scattering cross section decreases with velocity as [Jackson 1975]. As a result for a given electric field value a threshold energy can be found beyond which the dynamic friction, as shown in Fig (5.1), cannot balance the acceleration force due to the electric field resulting in continuous electron acceleration.
Here we review the basic physics of the electron runaway in unmagnetized plasmas, starting with the electron acceleration in a fully ionized plasma. The cold electrons having mean directed velocity v less than the electron thermal speed undergo the dynamical friction force
which is proportional to the electron velocity v as shown by trace 1 in 5.1, since at the electron collision frequency is constant, defined by the electron thermal speed. However, for fast electrons having the velocity larger than , the dynamical friction force given by [Jackson 1975](11) |
A similar situation occurs in a weakly ionized plasma. But unlike the fully ionized plasma, the collision frequency of the low velocities electrons in the weakly ionized gas is determined by the cross-section of the electron-neutral collision, rather than by the thermal electrons. However, for electrons with energies in excess of the ionization potential () the interactions with the nuclei and atomic electrons obey the Coulomb law, hence the dynamical friction force decreases with the electron energy, [Bethe and Ashkin, 1953] as given by Eq. (5.1 ). In this case the value of the critical electric field is given by Gurevich, [1960]
Notice that N is the density of the neutral molecules and Z is the mean molecular charge, which for air is 14.5, and kn is the numerical factor, determined by the type of the neutral gas. In fact, for hydrogen , for helium . If the electric field is larger than Ecn the whole bulk electrons are accelerated. If the field is less than Ecn, only a few electrons having energy higher than are accelerated where . These are the runaway electrons in the neutral gas.We emphasize that the amplitude of the electric field leading to the electron runaway is limited, since only for nonrelativistic electrons the dynamical friction force drops when the electron energy increases [Bethe and Ashkin, 1953]. For the electrons having energy greater than keV the dynamical friction force due to collisions with the neutral gas is given by [Bethe and Ashkin, 1953]
(12) |
The detailed discussion of the electron runaway in the air caused by the electric fields due to thunderstorm is presented by McCarthy and Parks [1992]. A new step in the theory of runaway electrons was made by Gurevich et al. [1992], who discussed the possibility of producing an avalanche of runaway electrons. The basic idea is that the fast electrons ionize the gas molecules producing a number of free electrons. Some of secondary electrons have energy higher than the critical energy of runaway. Those electrons are accelerated by the electric field and in turn are able to generate a new generation of fast electrons. This avalanche-like reproduction of fast electrons is accompanied by the exponential increase of the number of thermal secondary electrons, i.e. the electrical breakdown of gas occurs. Such kind of the runaway breakdown is often called runaway discharge. It has the following main properties:
These properties allow us to consider the runaway discharge as the possible mechanism which initializes the lightning discharge during thunderstorms.
To help with future calculations, we note that the value of the critical electric field as a function of altitude is given by V/m, where km is the atmospheric scale height.
As the friction force becomes smaller with height, the magnetic field must be included in the analysis. This is especially true for the equatorial regions where the laminar electric field due to lightning is predominantly perpendicular to the magnetic field [Papadopoulos et al., 1996]. Note that in the case of EB, a geometry expected in the equatorial region, the electrons will be accelerated only when E>B, if we neglect the dynamical friction. Suppose we first neglect the dynamical friction and quantify what is the E field required to produce infinite acceleration for a given E, B configuration where is the angle between the electric and geomagnetic fields.
We follow Papadopoulos et al., [1996] and study the runaway acceleration of a test electron in crossed static electric and magnetic fields by transforming the equations of motion to a reference frame moving with the velocity relative to the ionospheric frame in which the transformed fields E, B are parallel. In this frame the electrons can be treated as unmagnetized. Following Jackson [1975] the electric and magnetic field in a moving frame are
(13) |
(14) |
As a result there is not acceleration in the case of crossed electric and magnetic field with B>E. Therefore, the characteristic electric field in SI units is where B is the local magnetic induction. Since at the equator the magnetic field is B=0.25 G, the required field accelerate an electron corresponds to .This threshold applies to the condition that which is the situation for electrons above a thunderstorm close to the equator.
This threshold field is also independent of height at long as the gyroradius is smaller than the mean free path of runaways which occurs at altitudes as low as 25 km for sensible electric fields [Longmire, 1978; Papadopoulos et al., 1994]. The above results can be extended to any angle between the electric and magnetic fields. In the parallel frame, the field still needs to beat the coulomb friction force, i.e. . Figure (5.2) shows the condition in the plane where . Note the constraint at .
This is a qualitative analysis, that constraints the field to a threshold value which seems to be a characteristic threshold in the presence of the Earth's magnetic field. Of course the Coulomb friction term is not covariant, hence, its frame transformation is far from trivial. The detailed quantitative approach will be presented in the following sections.
The Boltzmann equation for the high energy ( keV) electron distribution function where the interactions are primary Coulomb in nature can be written as [Roussel-Dupre et al., 1994]
(15) |
(16) |
The exact solution of this complicated equation is out of the scope of this work, but it is instructive to understand the time scales and relative importance of the different terms. The main questions is: what are the constraints imposed by the magnetic field?
In attempting to apply the concept of runaway breakdown driven by a laminar lightning induced vertical electric field at altitudes exceeding 30 km one is faced with a main difficulty. For such altitudes the effective mean free path for runaway electrons given by
can exceed the electron gyroradius in the geomagnetic field.
The height h at which the electron gyroradius becomes greater than the runaway mean free path is shown in Fig. 5.3a as a function of the electron energy. So even at relatively low heights km, the magnetic field becomes relevant. Conversely, we could insist in a low energy runaway at the cost of a high field. Figure 5.3b shows the electric field required to produce a runaway
as a function of , normalized by the minimum field Ec0 required to produce a runaway for . Notice that in this graph we are assuming that magnetic effects can be neglected. The large electric field required to produce a low energy runaway may become a relevant constraint, since lightning induced electric fields of that magnitude may be hard to produce.The magnetic field gyration can be considered as a form of scattering and should be compared with the scattering term of Eq. (5.6). Their ratio can be written as
as long as the distribution function is not extremely structured in the angle , i.e. no filaments exist. First if the collision dominates the runaway process and the electrons can be considered as unmagnetized. If then the magnetization becomes a considerable factor. The height at which the gyrofrequency becomes more important than the scattering frequency, , is shown in Fig. 5.4 as a function of the electron energy.
Again we reach the same conclusion that the magnetic field becomes very relevant at heights km, and must be included in the analysis.
The time scale for ionization can be found from the last term in the right of Eq. (5.6) and is given by . Hence the time scale for the avalanche is slower than the time scale for the changes in energy or scattering. Therefore, we can study the runaway process and the threshold requirements for the runaway process using single particle trajectories, as we will do next. As a result, the electric and magnetic fields must be included in a theory of the runaway acceleration for heights above km where the high altitude phenomena seems to occur. Furthermore, we can learn relevant properties of the runaway process by observing single particle trajectories.
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In the presence of a magnetic field the conditions for electron runaway are different from those described for a pure static electric field. In order to discuss the effects caused by magnetic field we will study the motion of fast electrons in the air under the influence of both electric and magnetic field . The equation of motion can be found from the Boltzmann equation, Eq. (5.6), and is given by
(17) |
(18) |
(19) |
In the absence of magnetic field (B=0) Eq. (5.9) determines two stationary points at E>Ec0. The first of these points is reached for pst<pmin given by Eq. (5.2). This is an unstable point. It means that the electrons having p<pst are decelerated, while the electrons with p>pst are accelerated and run away. The mentioned above limit is correct for the momentum parallel to the electric field. If the initial electron momentum possesses a component orthogonal to ,a separatrix appears which separates the runaway electrons from those losing their energy [Gurevich et al., 1992; Roussel-Dupre et al., 1994]. The same picture is correct if the constant magnetic field exists which is parallel to . However, if a component of orthogonal to appears, it can significantly change the above picture. Let us consider a case when . We first introduce the dimensionless
parameters which allow us to rewrite Eq. (5.9) as(20) |
We find now the asymptotic form for at high values of . In order to do it we take into account that at high the value (v/c)2 1, so the nonrelativistic dynamical friction force can be applied. Therefore the function is rewritten as
from which we obtain that(21) |
The asymptote given by Eq. (5.11) is shown by a dashed trace in Fig. 5.5. The above discussion was focused on an instructive case when . However, Eq. (5.9) allows us to obtain the critical electric field as a function of the magnetic field for an arbitrary angle between the directions of the electric and magnetic field. This is shown in Fig. 5.5. In fact, for the critical electric field practically does not depend on the value of the magnetic field, which resembles the runaway as it occurs in the absence of the magnetic field and is driven by E||. Note that the runaway electron moves at an angle to the direction of the electric field, where the angle is obtained from Eq. (5.8). In fact, for , i.e. it acquires the following form
The conclusion is that electrons having low energy move almost parallel to the direction of the electric field. This is due to the fact that for low electron energy the electron collision frequency is much higher than the cyclotron frequency , thus the effect caused by the magnetic field on the electron motion is not significant. When the electron energy increases, the electron collision rate reduces rapidly. It leads to a deflection of the electron velocity from the direction of the electric field. As the magnetic field increases the angle gradually tends to , i.e., in a strong magnetic field relativistic electrons start drifting in the direction.We study next the equation of the electron motion in order to obtain the separatrix between the two regimes: those electrons which possess trajectories that take them to higher energies, and the other electrons which possess trajectories leading to zero energy. Using the dimensionless variables and Eq. (5.7) is presented as
(22) |
In this case the momentum is fading along the axes z, so essentially electrons are moving in the x-y plane. At low magnetic field two kind of trajectories occur depending on the initial conditions. An electron having low initial energy will lose its energy and eventually stops, while an electron having high enough initial energy runs away along an almost linear trajectory in the plane, and gains the energy. This regime resembles the runaway process as it happened in the absence of a magnetic field. The picture changes when the magnetic field increases so that . In this case three different types of trajectories occur depending on the initial conditions, as it shown in Fig. 5.6 along with the corresponding temporal evolution of the electron kinetic energy. In some cases an energetic electron starts in the ux-uy plane and then rapidly losses its energy and eventually stops (top two panels of Fig. 5.6). In other cases the electron along a spiral trajectory while the electron kinetic energy rapidly increases (at ) and reaches then its steady state value after making several oscillations (Middle two panels of Fig. 5.6).
This regime is strongly different from what happened in the absence of a magnetic field where the runaway electrons reach very high energies, while in the field a steady state can be reached at a much smaller electron energy. We describe also the third kind of trajectories when the electron moves along the spiral trajectory losing its energy and eventually stops (Bottom two panels of Fig. 5.6).
This happens when the uy momentum component reaches such negative value that the first and second terms in right part of the first of Eqs. (5.12) cancel each other ( ) leading to the exponential temporal decay of the ux component. This is followed by the temporal decay of the uy component as comes from the second of Eqs. ( 5.12). However, when relativistic electrons gain and lose energy they can generate Bremsstrahlung emission, and might produce secondary runaway electrons.
We proceed by defining the separatrix as a line in the and plane which separates the initial electron velocities leading to the runaway regime from those leading to the electron deceleration in a given electric and magnetic field. This is shown in Fig. 5.7 calculated for the normalized electric field , and for few different values of normalized magnetic field ( = 6.0, 6.5, 7.0, and 7.5). For each of these cases the runaway process occurs for located inside the domain bounded by the corresponding runaway separatrix. Note that when the applied magnetic field increases, the region of runaway shrinks. Finally, reaches the maximum value ( ) when the runaway ceases. In fact, at the runaway ceases at , which is in a considerable agreement with the critical value (see Fig. 5.5), found above by using some simplifications.
Note that a primary runaway electron is able to produce a secondary electron which also runs away, if the kinetic energy of the primary electron is at least twice that required for runaway. This is the condition of the runaway breakdown [Gurevich et al., 1994]. The separatrix of runaway breakdown is obtained as it was done for the runaways, but using an additional condition that the steady state kinetic energy of the runaway electron is twice as large as its initial value. It is shown in Fig. 5.7b for the same values of electric and magnetic field as in Fig. 5.7a. Since the requirements for runaway breakdown are stronger than for just runaway, the corresponding domain is smaller than that for the runaways. In fact the runaway discharge developed at ceases if .
We consider now the runaway discharge stimulated by a seed high energy electron. In the absence of the magnetic field the runaway discharge spreads inside a cone stretched along the direction of the electric field [Gurevich et al., 1994]. Below we discuss how the magnetic field affects the structure of the runaway discharge, and the dynamics of its spreading. We concentrate mainly on the case when the electric and magnetic field are parallel to each other. The motion of runaway electrons is studied in the spherical coordinate frame, in which both E and B vectors are directed along the x axis. The electron momentum evolves with an angle with the x axis, while its projection on the plane z-y evolves with an angle with the y axis. In this frame Eqs. (5.12) can be represented as
(23) |
We consider next the diffusion of runaway electrons which occurs in the plane perpendicular to , and caused by the fact that secondary electrons appear at an arbitrarily angle. As a result of this diffusion the runaway discharge caused by a single seed electron acquires a conical shape as shown by Gurevich et al., [1994] in the absence of magnetic field. The runaway electron possesses two velocity components in the (y, z) plane
where y, z are given in the dimensionless units, , . In order to obtain the mean free path of the runaway electron we integrate this two equations using Eq. (5.13), and take into account that the secondary electron which is born at the spot close to separatrix propagates freely till the spot , when its energy increases to twice its initial value. Therefore we have where and the bar shows averaging over . The characteristic time needed for electron to propagate from point to can be obtained from Eq. (5.13) as The diffusion coefficient D is then found to be where the factor of 2 is due to the averaging over , and the result is shown in Fig. 5.9 for different values of electric and magnetic fields. Note that in the absence of magnetic field our results coincide with that obtained by Gurevich et al. [1994]. Figure 5.9 reveals that the magnetic field reduces the diffusion coefficient and confines the runaway discharge. The confinement is the only effect caused by the magnetic field parallel to the electric field, since the magnetic field cannot affect the electron kinetic energy. Note that if the magnetic field is directed at a certain angle to the electric field, the runaway discharge acquires the shape of the cone having an elliptical cross section in the plane perpendicular to . The semimajor axis is directed parallel to the projection of on this plane, while the small semiaxis is perpendicular to this projection.
In a general case when the angle between the vectors and is 0 90, three different ranges of the angle were distinguished based on the physical properties of the runaway process. They are illustrated by the runaway trajectories shown in Figs. 5.10a, 5.10b, 5.10c obtained for different .
If the angle ranges between 80o and 90o the runaway process differs significantly from that which occurs in the absence of the magnetic field. First, it develops only if the ratio E/B is greater than a certain threshold value, as was shown in Section 2. Second, contrary to the runaway electrons in the absence of the magnetic field where the energy gain is almost unlimited [ Roussel-Dupre et al., 1994], runaway electrons at 80 o 90o reach a steady state, at which point they orbit across the magnetic field with a constant kinetic energy, as it is shown in Fig. 5.10a obtained for = 85o.
In the range of 0o 60o the runaway process resembles that which occurs in the absence of magnetic field, namely the electrons are moving along the direction of the magnetic field driven by a E|| component of the electric field. This is illustrated by Fig. 5.10b, obtained at = 60o. The latter resembles a trajectory which is almost a straight line in the (px,py,pz) space with a small effect of magnetic field at low momentum. However, in this case the magnetic field manifests itself by confining the runaway process, as discussed in Section 4.
In the transient range 60o 80o the runaway electron trajectories are twisted by the magnetic field when the electrons start the acceleration and have relatively low energy. The electron then gains energy along a straight trajectory, as shown by Fig. 5.10c obtained at .
The effect caused by the angle between the electric and magnetic fields on the runaway process is also illustrated by Fig. 5.11, which reveals the kinetic energy of a runaway electron as a function of the angle . The kinetic energy was calculated for same initial conditions, and for the time equal to that required to reach a steady state at =90o. Note that has a small, but finite value, in fact at it is of the order of 10-2.
Figure 5.11 shows that at (i.e. ) the runaway is driven mostly by the component of the electric field, and it is not strongly different from that which occurred in the absence of a magnetic field; while at 0 < cos 0.16 (i.e. at 80o 90o) the effect of the magnetic field becomes very important; and at 0.16 0.5 (i.e. at 60o 80o) a transient region between these two regimes exists.
The runaway boundary for an arbitrarily angle could also be investigated using the following approach. We consider an ensemble of N0 electrons moving in air in the presence of electric and magnetic fields. The electrons which don't interact with each other, are uniformly distributed in space, as well as in the energy range, which we consider for definiteness as 1 3.2. The trajectories of the electrons were studied using Eqs. (5.12), and the trajectories which take electrons to higher energy were then distinguished from those which lead to zero energy. Figure 5.12 reveals the fraction of electrons, N/N0, that runaway, as a function of . The calculation was made for the angle = 90o, and from left to right the value of changes from 0 to 10 with the step 1. In the absence of magnetic field, shown by the very left trace, the separatrix resembles that obtained by Roussel-Dupre et al. [1994], while the increase of the magnetic field leads to the significant reduction in the fraction of runaway electrons.
Finally, knowing the electron runaway boundary, one can find the characteristic ionization time in the discharge caused by the runaway electrons by using the fluid approximation, assuming that the electron distribution function is a delta-function, i.e. consider a monoenergetic flux of electrons. Note that of particular interested is the production rate of secondary runaway electrons, since their production leads to the development of the runaway breakdown.
We state now the main features regarding the behavior of runaway electrons in the constant magnetic field.
Since the critical field Ec0 is approximately an order of magnitude less than the threshold of the conventional breakdown, it follows from the last equation that in a case of perpendicular electric and magnetic fields the runaway breakdown is hardly possible if .
In conclusion, the role played by the geomagnetic field in the runaway process discussed above for heights less than 20 km is negligible. Nevertheless the geomagnetic field plays a noticeable role at heights which ranges from 20 to 30 km. In fact, it significantly changes the threshold electric field E for . At the height above 40 km the effect of geomagnetic field dominates at large angles and the conditions of runaway breakdown becomes even more hindered.
Therefore at high altitudes, (z > 40 km) for angles between and close to /2, the runaway breakdown is hindered, while for between and , the runaway process can proceed freely. Thus taking into consideration that the static electric field due to thunderclouds is directed almost vertically one can expect a significant difference in the parameters of high altitude discharges as they occur in the equatorial and midlatitudes.
Finally, we obtained the runaway separatrix which separates momentum space
into two regimes: those electrons which possess trajectories that take them
into higher energies, and other electrons which possess trajectories leading
to zero energy. Using this separatrix, the characteristic ionization time
required for the creation of a secondary runaway electron can be estimated.